Apparatus and method for enhancing features of uplink reference signals

ABSTRACT

An apparatus and method are provided for transmitting a PUSCH and a DM RS associated with transmission of the PUSCH. The method includes receiving, by a UE, a DCI format including IEs over PDCCHs based on a UE ID, where the IEs include RA and RSC information indicating a combination of a CS and an OCC for the DM RS; identifying the CS and the OCC for the DM RS using the RSC information; acquiring a DM RS sequence based on the identified CS, the identified OCC, and a CAZAC-based sequence; mapping the DM RS sequence to sub-carriers, based on the RA; performing an IFT operation based on the DM RS sequence and the sub-carriers; generating a signal for transmitting on the PUSCH by adding a CP to a result of the IFT operation; and transmitting the signal on the PUSCH.

PRIORITY

This application is a Continuation of U.S. 12/986,620, which was filedin the U.S. Patent and Trademark Office (USPTO) on Jan. 7, 2011, andclaims priority under 35 U.S.C. §119(e) to U.S. Provisional ApplicationNo. 60/293,003, which was filed in the USPTO on Jan. 7, 2010, the entiredisclosure of each of which is incorporated herein by reference.

BACKGROUND OF THE INVENTION

1. Field of the Invention

The present invention related generally to wireless communicationsystems and, more specifically, to enhancing the functionality ofreference signals transmitted from a User Equipment (UE). The referencesignals provide, in general, an estimate of a channel medium experiencedby the UE at a given time.

2. Description of the Art

Several types of signals are supported for the proper functionality of acommunication system. This includes data signals for conveyinginformation content and control signals, which are transmitted from UEsto their respective serving Base Stations ((BSs) or Node Bs) in anUpLink (UL) of the communication system and from the serving Node Bs tothe UEs in a DownLink (DL) of the communication system, for conveyinginformation for processing the data signals. For example, controlsignals include positive or negative ACKnowledgement signals (ACK orNACK, respectively) that are transmitted in response to (correct orincorrect, respectively) data packet reception and are associated with aHybrid Automatic Repeat reQuest (HARQ) process, i.e., HARQ-ACK andHARQ-NACK signals. Control signals also include Channel QualityIndication (CQI) signals that a UE sends to a Node B to provideinformation about DL channel conditions the UE experiences. Further,Reference Signals (RSs), also known as pilots, are typically transmittedto provide channel estimation and enable coherent demodulation for thetransmitted data or control signals or, in the UL, to be used by thereceiving Node B to measure the UL channel conditions that the UEexperiences. The RS used for demodulation of data or control signalswill be referred to as a DeModulation RS (DMRS), and the RS, which istypically wideband in nature, used for sounding the UL channel mediumwill be referred to as a Sounding RS (SRS).

A UE, e.g., a terminal or a mobile station, may be fixed or mobile andmay be a wireless device, a cellular phone, a personal computer device,etc. A Node B is generally a fixed station, which may also be referredto as a Base Transceiver System (BTS), an Access Point (AP), or someother similar terminology.

UEs transmit signals conveying data or control information through aPhysical Uplink Shared CHannel (PUSCH), and in the absence of PUSCHtransmission, the UEs transmit control signals through a Physical UplinkControl CHannel (PUCCH). A UE receives signals conveying datainformation through a Physical Downlink Shared CHannel (PDSCH) and DLcontrol signals are conveyed through a Physical Downlink Control CHannel(PDCCH).

A UE transmits data or control signals over a Transmission Time Interval(TTI), which may, for example, correspond to a sub-frame with a durationof 1 millisecond (msec).

FIG. 1 is a diagram illustrating a UL sub-frame structure for PUSCHtransmission in a UL of a conventional communication system.

Referring to FIG. 1, a sub-frame 110 for PUSCH transmission includes twoslots 120, each slot 120 including seven symbols. Each symbol 130further includes a Cyclic Prefix (CP), which is used to mitigateinterference due to channel propagation effects. Some symbols in eachslot may be used for DMRS transmission or SRS transmission. For example,in FIG. 1, symbols 140 and 160 are used for DMRS transmission and symbol150 is used for SRS transmission. Further, the second DMRS in thesub-frame, i.e., symbol 160, may or may not be transmitted with itsnegative value (scaled with “−1”), as will be described in more detailbelow.

The PUSCH transmission BandWidth (BW) includes frequency resource units,which will be referred to herein as Resource Blocks (RBs). In FIG. 1,each RB includes N_(SC) ^(RB)=12 sub-carriers 170, also referred to asResource Elements (REs). A UE may be allocated one or more consecutiveRBs for PUSCH transmission and one RB for PUCCH transmission.

PUSCH transmission or PDSCH reception by a UE may be scheduled by a NodeB dynamically through a respective Scheduling Assignment (SA)transmitted by the Node B using a Downlink Control Information (DCI)format in the PDCCH or through Semi-Persistent Scheduling (SPS). The DCIformat informs a UE about a data packet transmission by the Node B inthe PDSCH (i.e., a DL SA) or about a data packet transmission to theNode B (i.e., a UL SA) in the PUSCH. With SPS, a UE transmits orreceives data packets at predetermined sub-frames.

FIG. 2 is a block diagram illustrating a conventional coding process ofan SA at a Node B.

Referring to FIG. 2, a Medium Access Control (MAC) layer IDentity (ID)of the UE (or UE ID) masks a Cyclic Redundancy Check (CRC) of the SAinformation bits in order to enable the UE to identify that the SA isintended for it. The CRC computation 220 of the SA information bits 210is performed and then the CRC is masked using the exclusive OR (XOR)operation 230 between CRC bits and UE ID bits 240, where XOR(0,0)=0,XOR(0,1)=1, XOR(1,0)=1, and XOR(1,1)=0. The masked CRC is appended 250to the SA information bits, and channel coding (such as convolutionalcoding) 260 is performed. This is followed by rate matching 270 to theallocated PDCCH resources, and by interleaving and modulation 280.Finally, the SA is transmitted as a control signal 290. For ease ofdescription, it is assumed that both the CRC and the UE ID have the samelength, for example, 16 bits.

A UE receiver performs the reverse operations of the Node B transmitterto determine whether it has an SA assigned to it.

FIG. 3 is a block diagram illustrating a conventional decoding processof an SA at a UE.

Referring to FIG. 3, a received control signal 310 is demodulated andthe resulting bits are de-interleaved 320. Rate matching 330, as appliedat a Node B transmitter, is restored and followed by channel decoding340. The SA bits 360 are then obtained after extracting the CRC bits350, which are then de-masked by applying the XOR operation 370 with theUE ID 380. Finally, the UE performs a CRC test 390. If the CRC testpasses, the UE concludes that the SA is valid and determines theparameters for signal reception (i.e., DL SA) or signal transmission(i.e., UL SA). If the CRC test does not pass, the UE disregards thereceived SA.

An example of a UL SA is provided in Table 1 below, in order to provideinformation about some of the Information Elements (IEs) typicallyincluded in a UL SA.

TABLE 1 IEs of a UL SA DCI format for PUSCH Transmission NumberInformation Element of Bits Comment Resource Allocation 11 Assignment ofConsecutive RBs MCS 5 MCS Levels NDI 1 New Data Indicator (synchronousHARQ) TPC 2 Power control commands Cyclic Shift 3 SDMA (maximum of 8UEs) Indicator Hopping Flag 1 Frequency Hopping (Yes/No) CQI Request 1Include CQI report (Yes/No) CRC (UE ID) 16 UE ID masked in the CRC TOTAL40

The first IE provides a Resource Allocation (RA) in terms of RBs. SingleCarrier Frequency Division Multiple Access (SC-FDMA) is assumed wherethe signal transmission BW is contiguous. For an operating BW of N_(RB)^(UL) RBs, the number of possible contiguous RB allocations to a UE is1+2+ . . . +N_(RB) ^(UL)=N_(RB) ^(UL)(N_(RB) ^(UL)+1)/2 and can besignaled with ┌log₂(N_(RB) ^(UL)(N_(RB) ^(UL)+1)/2)┐ bits, where ┌ ┐denotes a ceiling operation that rounds a number to its next higherinteger. For example, for N_(RB) ^(UL)=50 RBs, the number of required RAIE bits is 11. In general, regardless of the transmission method, the ULSA is assumed to include an RA IE.

The second IE provides a Modulation and Coding Scheme (MCS). Forexample, the modulation may be Quadrature Phase Shift Keying (QPSK),Quadrature Amplitude Modulation (QAM)16, or QAM64 and the coding ratemay take discrete values between 1/16 and 1.

The third IE is a New Data Indicator (NDI). The NDI is set to 1 when theUE should transmit a new Transport Block (TB) and is set to 0 when theUE should transmit the same TB as in a previous PUSCH transmission(synchronous UL HARQ is assumed).

The fourth IE provides a Transmit Power Control (TPC) command for PUSCHand SRS transmission power adjustments.

The fifth IE is a Cyclic Shift Indicator (CSI) indicating a Cyclic Shift(CS) for the transmission of a Constant Amplitude Zero Auto-Correlation(CAZAC) sequence used as a DMRS. As will be described below, using adifferent CS of a CAZAC sequence can provide orthogonal multiplexing ofa respective RS.

The sixth IE, Hopping Flag, indicates whether frequency hopping appliesto the PUSCH transmission.

The seventh IE, CQI Request, indicates whether the UE should include aDL CQI report in the PUSCH transmission.

In order for a Node B to properly determine RBs and MCS for PUSCHtransmission from a UE, the Node B estimates a UL channel mediumexperienced by the UE (i.e., a UL CQI) over at least a part of theoperating BW to obtain a respective Signal-to-Interference and NoiseRatio (SINR) estimate. This UL CQI is typically obtained by the Node Busing an SRS transmitted by the UE.

FIG. 4 is a diagram illustrating a conventional SRS multiplexing methodin a UL sub-frame. Specifically, FIG. 4 illustrates an SRS transmissionoccurring in a last sub-frame symbol of every 2 sub-frames 460, 465.

Referring to FIG. 4, UE1 and UE2 multiplex PUSCH transmissions indifferent BWs during a first sub-frame 401, UE2 and UE3 multiplex PUSCHtransmissions in different BWs during a second sub-frame 402, and UE4and UE5 multiplex PUSCH transmissions in different BWs during a thirdsub-frame 403. That is, UE 1 data 410 and UE 2 data 420 are transmittedin different BWs in the first sub-frame 401, UE 2 data 420 and UE 3 data430 are transmitted in different BWs in the second sub-frame 402, and UE4 data 440 and UE 5 data 455 are transmitted in different BWs in thethird sub-frame 403. Accordingly, UE1, UE2, UE3, UE4, and UE5respectively transmit DMRSs 415, 425, 435, 445, and 455. UEs with SRStransmission may or may not have PUSCH transmission in the samesub-frame and, if they co-exist in the same sub-frame, SRS and PUSCHtransmissions may be located at different BWs.

It is assumed herein that the RS (DMRS or SRS) is constructed from CAZACsequences. An example of such sequences is given by Equation (1).

$\begin{matrix}{\mspace{79mu}{{c_{k}(n)} = {\exp\left\lbrack {\frac{{j2\pi}\; k}{L}\left( {n + {n\;}} \right)} \right\rbrack}}} & (1)\end{matrix}$

In Equation (1), L is a length of a CAZAC sequence, n is an index of asequence element, n={0, 1, 2, . . . , L−1}, and k is a sequence index.For CAZAC sequences of prime length L, the number of sequences is L−1.Therefore, an entire family of sequences is defined as k ranges in {1,2, . . . , L−1}. However, the sequences for DMRS or SRS transmission arenot only generated using Equation (1).

For example, as 1 RB is assumed to include N_(SC) ^(RB)=12 REs,CAZAC-based sequences can be generated either by truncating a longerprime length (such as length 13) CAZAC sequence or by extending ashorter prime length (such as length 11) CAZAC sequence by repeating itsfirst element(s) at the end (cyclic extension), although the resultingsequences do not strictly fulfill the definition of a CAZAC sequence.

Alternatively, CAZAC sequences can be generated through a computersearch for sequences satisfying the CAZAC properties.

FIG. 5 is a block diagram illustrating a conventional RS transmissionprocess. Specifically, FIG. 5 illustrates a DMRS or SRS transmissionprocess at a UE, based on a CAZAC sequence.

The frequency domain version of a CAZAC sequence may be obtained byapplying a Discrete Fourier Transform (DFT) to its time domain version.By choosing non-consecutive REs, a comb spectrum can be obtained foreither the DMRS or for the SRS. The number of combs is referred to asthe Repetition Factor (RPF). A comb spectrum is useful for orthogonallymultiplexing (through frequency division) overlapping SRS transmissionswith unequal BWs. Such SRS are constructed by CAZAC sequences ofdifferent lengths, which cannot be orthogonally multiplexed usingdifferent CS.

Referring to FIG. 5, a frequency domain CAZAC sequence 510 is generated,the REs in the assigned transmission BW 530 are selected by subcarriermapping 520, the Inverse Fast Fourier Transform (IFFT) is performed 540,the CS 550 is applied, CP 560 and filtering 570 are applied, and thegenerated signal is transmitted 580. The UE also applies zero padding inREs where the DMRS or the SRS is not transmitted (not shown). Forbrevity, additional transmitter circuitry such as digital-to-analogconverter, analog filters, amplifiers, and transmitter antennas, as theyare known in the art, are not illustrated.

A Node B receiver performs reverse functions of the UE transmitter.

FIG. 6 is a block diagram illustrating a conventional RS receptionprocess. Specifically, FIG. 6 illustrates reverse operations of thoseillustrated in FIG. 5.

Referring to FIG. 6, an antenna receives a Radio-Frequency (RF) analogsignal and after passing processing units such as filters, amplifiers,frequency down-converters, and analog-to-digital converters (not shown)the resulting digital received signal 610 passes through a timewindowing unit 620 and the CP is removed 630. Subsequently, the CS ofthe transmitted CAZAC-based sequence is restored 640, a Fast FourierTransform (FFT) 650 is applied, the selection through controllingreception bandwidth 660 for the transmitted REs is performed bysubcarrier mapping 665, and correlation by multiplying 670 with theCAZAC-based sequence replica 680 is applied. Finally, the output 690 isobtained, which can be passed to a channel estimation unit, such as atime-frequency interpolator (for a DMRS), or a UL CQI estimator (for anSRS).

Different CSs of a CAZAC sequence provide orthogonal sequences.Therefore, for a given CAZAC sequence, different CSs can be allocated todifferent UEs and achieve orthogonal multiplexing of the RS transmittedby these UEs in the same RBs. This principle is illustrated in FIG. 7.

FIG. 7 is a diagram illustrating conventional orthogonal RS multiplexingusing different cyclic shifts of a CAZAC sequence.

Referring to FIG. 7, in order for multiple CAZAC sequences 710, 730,750, and 770 generated correspondingly from multiple CSs 720, 740, 760,and 780 of a same CAZAC sequence to be orthogonal, the CS value Δ 790should exceed the channel propagation delay spread D (including a timeuncertainty error and filter spillover effects). If T_(s) is theduration of one symbol, the number of CSs is equal to └T_(s)/D┘ where └┘ denotes a “floor” operation, which rounds a number to its lowerinteger.

Multi-User Multiple-Input Multiple-Output (MU-MIMO) can substantiallyimprove the spectral efficiency of a communication system. With MU-MIMO,PUSCH transmissions from multiple UEs share at least part of a BW.MU-MIMO is facilitated if a Node B can obtain interference-freeestimates of a channel medium experienced by MU-MIMO UEs. This requiresorthogonal reception for the respective DMRS. If the PUSCH transmissionsfrom MU-MIMO UEs share exactly the same BW, orthogonal DMRS multiplexingcan be obtained using different CS of the same CAZAC-based sequence. TheCSI IE in a UL SA indicates the CS. However, if the PUSCH transmissionsfrom MU-MIMO UEs do not share exactly the same BW, orthogonal DMRSmultiplexing using different CS is not possible as the respective CAZACsequences have different lengths. However, the application of OrthogonalCovering Codes (OCC) in a time domain to the DMRS transmission can alsoprovide orthogonal DMRS multiplexing. For example, using the sub-framestructure illustrated in FIG. 1, which has 2 DMRS symbols, the OCCs canbe {1, 1} and {1, −1}. As for the CS, the UL SA should indicate the OCCfor the DMRS transmission in the PUSCH.

An SRS transmission BW may depend on a UL SINR experienced by the UE.For UEs with low UL SINR, a Node B may assign a small SRS transmissionBW, in order to provide a relatively large ratio of transmitted SRSpower per BW unit, thereby improving a quality of a UL CQI estimateobtained from the SRS. Conversely, for UEs with high UL SINR, the Node Bmay assign a large SRS transmission BW because good UL CQI estimationquality can be achieved from the SRS while obtaining this estimate overa large BW.

Several combinations for the SRS transmission BW may be supported, asshown in Table 2 below.

A Node B may signal a configuration c through a broadcast channel. Forexample, 3 bits can indicate one of the eight configurations. The Node Bcan then individually assign to each UE one of the possible SRStransmission BWs m_(SRS,b) ^(c) (in RBs) by indicating the value of bfor configuration c. Therefore, the Node B can multiplex SRStransmissions from UEs in the BWs m_(SRS,0) ^(c), m_(SRS,1) ^(c),m_(SRS,2) ^(c), and m_(SRS,3) ^(c) (b=0, b=1, b=2, and b=3,respectively, in Table 2).

TABLE 2 Example of m_(SRS, b) ^(c) RBs values for UL BW of N_(RB) ^(UL)RBs with 80 < N_(RB) ^(UL) ≦ 110. SRS BW configuration b = 0 b = 1 b = 2b = 3 c = 0 96 48 24 4 c = 1 96 32 16 4 c = 2 80 40 20 4 c = 3 72 24 124 c = 4 64 32 16 4 c = 5 60 20 Not Applicable 4 c = 6 48 24 12 4 c = 748 16  8 4

A variation in a maximum SRS BW is primarily intended to accommodate avarying PUCCH size. The PUCCH is assumed to be transmitted at the twoedges of the operating BW and to not be interfered with by the SRS.Therefore, the larger the PUCCH size (in RBs), the smaller the maximumSRS transmission BW.

FIG. 8 is a diagram illustrating conventional multiplexing of SRStransmissions in various bandwidths. Specifically, FIG. 8 furtherillustrates the concept of multiple SRS transmission BWs forconfiguration c=3 from Table 2.

Referring to FIG. 8, the PUCCH is located at the two edges, 802 and 804,of the operating BW and a UE is configured SRS transmission BWs witheither m_(SRS,0) ³=72 RBs 812, or m_(SRS,1) ³=24 RBs 814, or m_(SRS,2)³=12 RBs 816, or m_(SRS,3) ³=4 RBs 818. A few RBs, 806 and 808, may notbe sounded but this usually does not affect the Node B's ability toschedule PUSCH transmissions in those RBs, as the respective UL SINR maybe interpolated from nearby RBs with SRS transmission. For SRS BWs otherthan the maximum one, the Node B also assigns the starting frequencyposition of the SRS transmission to a UE.

The SRS transmission parameters for each UE are assumed to be configuredby the Node B through higher layer signaling, for example, through RadioResource Control (RRC) signaling. These SRS transmission parameters mayinclude the transmission BW, the comb (if the SRS has a comb spectrum),the CS, the starting BW position, the period (for example one SRStransmission every 5 sub-frames), the starting sub-frame (for examplethe first sub-frame in a set of 1000 sub-frames), and an indication ofwhether frequency hopping according to a predetermined pattern isenabled between successive SRS transmissions.

In order to satisfy a service quality that is largely independent of theUE location in a cell, Inter-Cell Interference Coordination (ICIC) basedon soft frequency reuse for the allocation of RBs in adjacent cells canmitigate the inter-cell interference experienced by UEs located near thecell edge. The allocation of some RBs to each cell for exclusive use bycell-edge UEs can be through semi-static or dynamic networkcoordination, taking into account the distribution (location and/ortransmit power requirements) and throughput requirements of cell-edgeUEs.

FIG. 9 illustrates a conventional application of frequency-domain ICIC.

Referring to FIG. 9, a UL operating BW 910 is divided into 6 sets ofRBs, with the first and fourth sets allocated to cell-edge UEs of cell 1920, the second and fifth sets allocated to cell-edge UEs of cells 2, 4,and 6 930, and the third and sixth sets allocated to cell-edge UEs ofcell 3, 5, and 7 940. The RB sets are not contiguous due toimplementation reasons or to maximize frequency diversity. A Node B mayuse the RBs over the entire UL operating BW to schedule PUSCH fromcell-interior UEs, but may only use the allocated sets of RBs toschedule PUSCH from cell-edge UEs.

FIG. 10 is a diagram illustrating a conventional heterogeneous network.

ICIC is beneficial in heterogeneous networks, as illustrated in FIG. 10,where a macro-cell served by a macro-Node B 1010 encompasses micro-cellsserved by respective micro-Node Bs 1020 and 1030. As the macro-Node Bcovers a larger area than a micro-Node B, a UE connected to themacro-Node B (macro-UE) may transmit its signals with substantiallyhigher power than a UE connected to a micro-Node B (micro-UE). Macro-UEscan therefore cause significant interference to micro-UEs especially ifthey are both located near their cell edge.

With conventional SRS hopping methods, the SRS transmission hops over amaximum configured SRS BW (the SRS transmission with BW m_(SRS,b), b>0,hops over a BW defined by m_(SRS,0)). This is clearly inefficient forICIC as cell-interior UEs should transmit SRS over substantially theentire operating BW used for PUSCH transmissions and cell-edge UEsshould transmit SRS only in a part of the operating BW. Even moreimportantly, for heterogeneous networks, allowing SRS transmission bymacro-UEs near a micro-cell to hop over an entire operating BW cancreate significant interference to the SRS transmissions by micro-UEs.Therefore, it is beneficial to enable SRS hopping with non-maximumtransmission BW only in parts of the maximum configured SRS transmissionBW.

Frequency-domain scheduling can exploit frequency selectivity of achannel and PUSCH scheduling can be in parts of an operating BW where arespective SINR is optimized according to a scheduler metric (such asfor example a proportional-fair metric). In order to enable PUSCHscheduling over non-contiguous parts of the operating BW, it isbeneficial to enable simultaneous SRS transmissions over non-contiguousBWs. This does not impact the SRS multiplexing capacity and does notincrease the SRS overhead assuming that the total BW of SRS transmissionremains the same.

Therefore, a need exists for a method to enable SRS transmissions overnon-contiguous BWs.

Another need exists for a method to enable hopping of SRS transmissionsover a BW smaller than a maximum SRS transmission BW.

Additionally, a need exists for a method to enable a UL SA to indicatean OCC a UE should apply to a DMRS transmission in a PUSCH.

SUMMARY OF THE INVENTION

Accordingly, the present invention has been designed to address at leastsome of the above-described problems in the prior art and the presentinvention provides methods and apparatus to support a configuration ofDMRS transmission parameters, through the application of a CS and anOCC, to support SRS bandwidth hopping only in parts of a maximum SRSbandwidth, and to enable simultaneous SRS transmissions from a same UEover non-contiguous parts of an operating bandwidth.

An aspect of the present invention is to provide a Node B thatdynamically assigns, using an Information Element (IE) in a DownlinkControl Information (DCI) format transmitted in a PDCCH and decoded by arespective UE, the CS and/or the OCC the UE applies to the DMRStransmission that uses a CAZAC sequence, where different CSs are alwaysassociated with different OCCs and the same IE is used to configureeither both a CS and an OCC or only an OCC for the DMRS transmission bya UE.

Another aspect of the present invention is to provide a bandwidthhopping pattern of an SRS transmitted by a UE that is constrained sothat the SRS transmission bandwidth is only in specific parts of themaximum bandwidth allowed for SRS transmissions. The SRS bandwidthpattern may be the same regardless if the SRS transmission from a UE isrestricted to be only in specific parts of the maximum bandwidth allowedfor SRS transmissions or not, or a different SRS bandwidth hoppingpattern may be used by the UE in each case (bandwidth restricted orbandwidth unrestricted SRS transmission).

Another aspect of the present invention is to provide a UE that isconfigured to simultaneously transmit multiple SRS over respectivemultiple non-contiguous bandwidths. Some of the multiple SRS can betransmitted at the same bandwidth at different SRS transmissioninstances and the remaining SRS may be transmitted according to an SRSbandwidth hopping pattern.

In accordance with an aspect of the present invention, a method isprovided for transmitting a Physical Uplink Shared Channel (PUSCH) and aDeModulation (DM) Reference Signal (RS) associated with transmission ofthe PUSCH in a communication system. The method includes receiving, by aUser Equipment (UE), a Downlink Control Information (DCI) formatincluding a plurality of Information Elements (IEs) over PhysicalDownlink Control Channels (PDCCHs) based on a UE IDentifier (ID)corresponding to the UE, where the plurality of IEs include a ResourceAllocation (RA) and RS Configuration (RSC) information indicating acombination of a Cyclic Shift (CS) for the DM RS and an Orthogonal CoverCode (OCC) for the DM RS; identifying the CS for the DM RS and the OCCfor the DM RS using the RSC information; acquiring a DM RS sequencebased on the identified CS for the DM RS, the identified OCC for the DMRS, and a Constant Amplitude Zero Auto-Correlation (CAZAC)-basedsequence; mapping the DM RS sequence to a plurality of sub-carriers,based on the RA; performing an Inverse Fourier Transform (IFT) operationbased on the DM RS sequence and the plurality of sub-carriers;generating a signal for transmitting on the PUSCH by adding a CyclicPrefix (CP) to a result of the IFT operation; and transmitting thesignal on the PUSCH.

In accordance with another aspect of the present invention, a method isprovided for assigning, by a Base Station (BS), to a User Equipment(UE), a DeModulation (DM) Reference Signal (RS) associated withtransmission of a Physical Uplink Shared Channel (PUSCH) in acommunication system. The method includes allocating a Cyclic Shift (CS)for the DM RS, an Orthogonal Cover Code (OCC) for the DM RS, and aplurality of sub-carriers for the PUSCH and the DM RS; configuring aDownlink Control Information (DCI) format including a plurality ofInformation Elements (IEs) to include a Resource Allocation (RA)identifying the plurality of sub-carriers for the PUSCH and the DM RS,and an RS Configuration (RSC) indicating a combination of the CS for theDM RS and the OCC for the DM RS; transmitting the DCI format includingthe plurality of IEs over Physical Downlink Control Channels (PDCCHs),based on a UE IDentifier (ID) corresponding to the UE; and receiving,from the UE, a signal including the PUSCH and the DM RS associated withtransmission of the PUSCH, based on the DCI format.

In accordance with another aspect of the present invention, a UserEquipment (UE) is provided for transmitting a Physical Uplink SharedChannel (PUSCH) and a DeModulation (DM) Reference Signal (RS) associatedwith transmission of the PUSCH in a communication system. The UEincludes a receiver configured to receive a Downlink Control Information(DCI) format including a plurality of Information Elements (IEs) overPhysical Downlink Control Channels (PDCCHs) based on a UE IDentifier(ID) corresponding to the UE, where the plurality of IEs include aResource Allocation (RA) and an RS Configuration (RSC) indicating acombination of a Cyclic Shift (CS) for the DM RS and an Orthogonal CoverCode (OCC) for the DM RS; a controller configured to identify the CS forthe DM RS and the OCC for the DM RS based on the RSC of the plurality ofIEs, to acquire a DM RS sequence based on the identified CS for the DMRS, the identified OCC for the DM RS, and a Constant Amplitude ZeroAuto-Correlation (CAZAC)-based sequence, and to identify a plurality ofsub-carriers for the DM RS sequence based on the RA; an Inverse FourierTransform (IFT) unit configured to perform an IFT operation based on theidentified plurality of sub-carriers and the acquired DM RS sequence;and a Cyclic Prefix (CP) inserter configured to perform a CP additionoperation to a result of the IFT operation.

In accordance with another aspect of the present invention, a BaseStation (BS) is provided for assigning, to a User Equipment, aDeModulation (DM) Reference Signal (RS) associated with transmission ofa Physical Uplink Shared Channel (PUSCH) in a communication system. TheBS includes a controller configured to allocate a Cyclic Shift (CS) forthe DM RS, a Orthogonal Cover Code (OCC) for the DM RS, and a pluralityof sub-carriers for the PUSCH and the DM RS, to configure a DownlinkControl Information (DCI) format including a plurality of InformationElements (IEs) including a Resource Allocation (RA) indicating theplurality of sub-carriers for the PUSCH and the DM RS, and an RSConfiguration (RSC) indicating a combination of the CS for the DM RS andthe OCC for the DM RS; a transmitter configured to transmit the DCIformat including the IEs over Physical Downlink Control Channels(PDCCHs), based on a UE IDentifier (ID) corresponding to the UE; and areceiver configured to receive, from the UE, a signal including thePUSCH and the DM RS associated with transmission of the PUSCH, based onthe DCI format.

BRIEF DESCRIPTION OF THE DRAWINGS

The above and other aspects, features, and advantages of the presentinvention will be more apparent from the following detailed descriptiontaken in conjunction with the accompanying drawings, in which:

FIG. 1 is a diagram illustrating a UL sub-frame structure for PUSCHtransmission in a UL of a conventional communication system;

FIG. 2 is a block diagram illustrating a conventional coding process ofan SA at a Node B;

FIG. 3 is a block diagram illustrating a conventional decoding processof an SA at a UE;

FIG. 4 is a diagram illustrating a conventional SRS multiplexing methodin a UL sub-frame;

FIG. 5 is a block diagram illustrating a conventional RS transmissionprocess;

FIG. 6 is a block diagram illustrating a conventional RS receptionprocess;

FIG. 7 is a diagram illustrating conventional orthogonal RS multiplexingusing different cyclic shifts of a CAZAC sequence;

FIG. 8 is a diagram illustrating conventional multiplexing of SRStransmissions in various bandwidths;

FIG. 9 is a diagram illustrating a conventional application offrequency-domain ICIC;

FIG. 10 is a diagram illustrating a conventional heterogeneous network;

FIG. 11 is a diagram illustrating a restriction of SRS hopping in partsof a maximum configured SRS BW, according to an embodiment of thepresent invention;

FIG. 12 is a diagram illustrating SRS transmissions over a restrictedBW, which is smaller than a maximum SRS transmission BW, based on afirst hopping pattern used for SRS transmissions over the maximum SRStransmission BW, according to an embodiment of the present invention;

FIG. 13 is a diagram illustrating SRS transmissions over a restrictedBW, which is smaller than a maximum SRS transmission BW, based on asecond hopping pattern achieving maximum separation in frequency betweensuccessive SRS transmissions, according to an embodiment of the presentinvention;

FIG. 14 is a diagram illustrating simultaneous SRS transmissions inmultiple BWs according to an embodiment of the present invention;

FIG. 15 is a diagram illustrating simultaneous SRS transmissions in twoBWs, which are determined according to an SRS hopping pattern, accordingto an embodiment of the present invention; and

FIG. 16 is a block diagram illustrating a structure of a receptionapparatus according to the present invention.

DETAILED DESCRIPTION OF EMBODIMENTS OF THE PRESENT INVENTION

Various embodiments of the present invention will be described below inmore detail with reference to the accompanying drawings. The presentinvention may, however, be embodied in many different forms and shouldnot be construed as limited to the embodiments set forth herein. Rather,these embodiments are provided so that this disclosure will be thoroughand complete and will fully convey the scope of the invention to thoseskilled in the art.

Additionally, although the embodiments of the present invention aredescribed below in relation to an Orthogonal Frequency Division MultipleAccess (OFDMA) communication system, the present invention is alsoapplicable to all Frequency Division Multiplexing (FDM) systems ingeneral and to Single-Carrier Frequency Division Multiple Access(SC-FDMA), OFDM, FDMA, Discrete Fourier Transform (DFT)-spread OFDM,DFT-spread OFDMA, SC-OFDMA, and SC-OFDM.

The various embodiments of the present invention described below aredirected to enhancing features of UL RS transmissions by enablingsignaling to support orthogonal DMRS multiplexing in the PUSCH among UEsusing different OCCs in the time domain while optimizing the combineduse of CS and OCCs for orthogonal DMRS multiplexing, enabling SRS BWhopping over parts of a maximum SRS BW, and enabling simultaneous SRStransmissions from a UE over non-contiguous parts of an operating BW.

In accordance with an embodiment of the present invention, a CSI IE in aUL SA is used to provide signaling support for orthogonal DMRSmultiplexing among UEs in a time domain by indicating a respective OCC,in addition to a CS. Accordingly, the CSI IE is hereafter referred to asan RS Configuration (RSC) IE. Additionally, the UL SA remains unchangedand no additional IE is introduced to indicate the OCC for the DMRStransmission by a UE. Instead, the RSC IE provides mapping to both theCS value and the OCC for UEs supporting the application of OCC for theirDMRS transmission.

Basically, in accordance with an embodiment of the present invention,mappings are provided that satisfy certain design criteria that maximizeorthogonal separation among DMRS or optimize a multiplexing capacity oforthogonal DMRS.

A CSI IE consists of, for example, 3 bits and addresses a CS from a setof eight CSs, {CS₀, CS₁, CS₂, CS₃, CS₄, CS₅, CS₆, CS₇}, wherein the CSvalues are listed in an ascending order. For example, for frequencydomain generation of a CAZAC-based sequence r(n), with n denoting an REindex, a DMRS sequence is r^((a))(n)=e^(jan) r(n), where a is a CS givenas a=2πn_(cs)/12, where n_(cs)=(N_(DMRS)+n_(DMRS))mod12 with N_(DMRS)being common to all UEs in the same cell and n_(DMRS) is determined fromthe 3 bits of the CSI IE in the UL SA based on the mapping shown inTable 3 below.

TABLE 3 Mapping of CSI IE to n_(DMRS). CS CSI IE Value n_(DMRS) CS₀ 0000 CS₁ 001 6 CS₂ 010 3 CS₃ 011 4 CS₄ 100 2 CS₅ 101 8 CS₆ 110 10 CS₇ 111 9

Selecting CS values having a largest mutual distance in a time domain(modulo 12), optimal CS values for 2 MU-MIMO UEs are CS₀ and CS₁,optimal CS values for 3 MU-MIMO UEs are CS₀, CS₃ and CS₅, and optimal CSvalues for 4 MU-MIMO UEs are CS₀, CS₁, CS₂ and CS₇. For more than 4MU-MIMO UEs, the optimal CS values practically consist of the first 4ones and any other additional values.

Additionally, for 2 DMRS per sub-frame, the possible OCCs are {1, 1} and{1, −1}. It is noted that UEs that do not support time domain OCC forthe DMRS (legacy UEs) have an implicit assignment of the OCC {1, 1}. Toavoid loss of orthogonality due to temporal channel variation, adifferent set of CS values should be assigned for the 2 OCCs. As thecommunication system is assumed to support legacy UEs that implicitlyuse OCC {1, 1}, and as OCC {1, −1} should not use the same CS values asOCC {1, 1}, the first 4 CS values with maximum mutual distance should belinked to OCC {1, 1}. Table 4 presents an example of mapping RSC IEvalues to combinations of CS values and the OCC based on theabove-described design considerations.

TABLE 4 Mapping of RSC IE to n_(DMRS) and OCCs. CS RSC IE Value n_(DMRS)OCC CS₀ 000 0 {1, 1}  CS₁ 001 6 {1, 1}  CS₂ 010 3 {1, 1}  CS₃ 011 4 {1,−1} CS₄ 100 2 {1, −1} CS₅ 101 8 {1, −1} CS₆ 110 10 {1, −1} CS₇ 111 9 {1,1} 

As seen in Table 4, while the CS values associated with the OCC {1, 1}have maximum mutual distance, CS values associated with the OCC {1, −1}do not. A mapping that achieves this objective for the OCC {1, −1} ispresented in Table 5 below.

TABLE 5 Mapping of RSC IE to n_(DMRS) and OCCs. Maximum CS distance forOCC {1, −1}. CS RSC IE Value n_(DMRS) OCC CS₀ 000 0 {1, 1}  CS₁ 001 6{1, 1}  CS₂ 010 3 {1, 1}  CS₃ 011 5 {1, −1} CS₄ 100 2 {1, −1} CS₅ 101 8{1, −1} CS₆ 110 11 {1, −1} CS₇ 111 9 {1, 1} 

To maximize the number of MU-MIMO UEs that use the mapping in Table 3,while supporting a mixture of legacy UEs and UEs that apply OCCs totheir DMRS transmissions, the mapping of the RSC IE to CS values andOCCs for the latter UEs can be performed as shown in Table 6, where theOCC {1, 1} uses CS values that are not used by legacy UEs. Accordingly,for OCC {1, 1}, the CS values not used by legacy UEs are used by UEsthat apply OCCs to their DMRS transmission and CS values used by bothtypes of UEs are combined with the OCC {1, −1} for UEs that apply OCCsto their DMRS transmission. This mapping maximizes the number ofsupportable MU-MIMO UEs while maintaining mutual DMRS orthogonality.

TABLE 6 Mapping of RSC IE Values to n_(DMRS) and OCCs to maximizeMU-MIMO capacity. CS RSC IE Value n_(DMRS) OCC CS₀ 000 0 {1, −1} CS₁ 0016 {1, −1} CS₂ 010 3 {1, −1} CS₃ 011 1 {1, 1}  CS₄ 100 5 {1, 1}  CS₅ 1017 {1, 1}  CS₆ 110 11 {1, 1}  CS₇ 111 9 {1, −1}

In accordance with another embodiment of the invention, SRS hopping isenabled in parts of a maximum configured SRS transmission BW m_(SRS,0)(in RBs), or in parts of a UL operating BW. A UE can be configured bythe Node B whether to perform SRS BW hopping. Additionally, although asingle UE transmitter antenna is described herein, for multiple UEtransmitter antennas, the same concepts can apply for each individualantenna.

FIG. 11 is a diagram illustrating a restriction of SRS hopping in partsof a maximum configured SRS BW, according to an embodiment of thepresent invention. Generalizations will be subsequently discussed andthe restriction may apply only in a sub-set of TTIs. For clarity, onlythe SRS transmission from 3 UEs is depicted.

Referring to FIG. 11, the maximum SRS transmission BW for a particularSRS configuration is m_(SRS,0)=48 RBs 1102 and the remaining SRStransmission BWs are m_(SRS,1)=16 RBs 1104, m_(SRS,2)=8 RBs 1106, andm_(SRS,3)=4 RBs 1108. UE1 is restricted to transmit an SRS in the firstm_(SRS,1)=16 RBs during its odd-numbered SRS sub-frames 1112 and in thethird m_(SRS,1)=16 RBs during its even-numbered SRS sub-frames 1114. UE2is restricted to transmit an SRS in the first m_(SRS,2)=8 RBs during itsodd-numbered SRS sub-frames 1122 and in the third m_(SRS,2)=8 RBs duringits even-numbered SRS sub-frames 1124. Further, UE3 is restricted totransmit an SRS in the second m_(SRS,3)=4 RBs during its odd-numberedSRS sub-frames 1132 and in the sixth m_(SRS,3)=4 RBs during itseven-numbered SRS transmission sub-frames 1134.

Conventional SRS hopping patterns include a simple serial pattern, whereSRS transmissions from a UE sweep consecutively in frequency through themaximum configured SRS BW of m_(SRS,0) RBs in m_(SRS,0)/m_(SRS,b) stepsof m_(SRS,b) RBs during respective SRS transmission sub-frames, and alsoinclude patterns enhancing the frequency diversity where successive SRStransmissions are in non-consecutive BWs of m_(SRS,b) RBs. The frequencylocation of the first SRS transmission with BW of m_(SRS,b) RBs, n_(b,0)is informed to the UE through RRC signaling by the Node B. The number ofdistinct SRS transmissions before the SRS transmission returns to itsinitial frequency location is m_(SRS,0)/m_(SRS,b).

However, as conventional SRS hopping patterns are not appropriate foroperation with ICIC and in heterogeneous networks, in accordance with anembodiment of the present invention, hopping of SRS transmissions withBW smaller than the maximum configured BW of m_(SRS,0) RBs is enabledonly in parts of m_(SRS,0) RBs. For a serial SRS hopping pattern, thisis achieved by barring the SRS transmission with BW of m_(SRS,b) RBsfrom some BWs of m_(SRS,b) RBs within the maximum configured BW ofm_(SRS,0) RBs.

For example, in FIG. 11, UE1 performs the first SRS transmission in thefirst m_(SRS,1)=16 RBs 1112 (the numbering of SRS transmissions startsfrom 0), skips the second m_(SRS,1)=16 RBs 1116, performs the second SRStransmission in the third m_(SRS,1)=16 RBs 1114, and continues SRStransmissions in the same manner by performing the third SRStransmission in the first m_(SRS,1)=16 RBs 1112.

The indexing of the BWs of m_(SRS,b) RBs where a UE can perform SRStransmissions is provided to the UE by the Node B through RRC signaling.For example, using a bitmap, the BWs of m_(SRS,1)=16 RBs where UE1 canperform SRS transmissions in FIG. 11 can be indicated as {1, 0, 1}.However, additional signaling to provide the indexing may not be neededif the UE can implicitly determine the BWs for SRS transmission fromother information provided by the Node B, such as, for example,information related to the application of ICIC.

The SRS frequency position n_(b) after n_(SRS) SRS transmissions,starting from n_(SRS)=0, may be determined using Equations (2) and (3)below.n _(b)=(F _(b)(n _(SRS))+n _(b,0))modN _(b)  (2)

In Equation (2), N_(b)=m_(SRS,b-1)/m_(SRS,b), b>0.

$\begin{matrix}{{F_{b}\left( n_{SRS} \right)} = \left\{ \begin{matrix}{{\left( {N_{b}/2} \right)\left\lfloor \frac{n_{SRS}{mod}{\prod\limits_{b^{\prime} = b_{hop}}^{b}N_{b^{\prime}}}}{\prod\limits_{b^{\prime} = b_{hop}}^{b - 1}N_{b^{\prime}}} \right\rfloor} + \left\lfloor \frac{n_{SRS}{mod}{\prod\limits_{b^{\prime} = b_{hop}}^{b}N_{b^{\prime}}}}{2{\prod\limits_{b^{\prime} = b_{hop}}^{b - 1}N_{b^{\prime}}}} \right\rfloor} & {{if}\mspace{14mu} N_{b}\mspace{14mu}{even}} \\{\left\lfloor {N_{b}/2} \right\rfloor\left\lfloor {n_{SRS}/{\prod\limits_{b^{\prime} = b_{hop}}^{b - 1}N_{b^{\prime}}}} \right\rfloor} & {{if}\mspace{14mu} N_{b}\mspace{14mu}{odd}}\end{matrix} \right.} & (3)\end{matrix}$

In Equation (3), b_(hop)ε{0, 1, 2, 3} and N_(b) _(hop) =1.

When a UE is restricted from performing SRS transmission from certainBWs of m_(SRS,b) RBs, SRS transmissions in those BWs can be skipped andthe UE can instead transmit at a next BW specified by the above pattern.This scenario is illustrated in FIG. 12 where, using the above hoppingpattern, an SRS transmission of m_(SRS,b)=4 RBs is shown withoutrestrictions in the SRS transmission BW and with restrictions in the SRStransmission BW.

FIG. 12 is a diagram illustrating SRS transmissions over a restrictedBW, which is smaller than a maximum SRS transmission BW, based on afirst hopping pattern used for SRS transmissions over the maximum SRStransmission BW, according to an embodiment of the present invention.

Referring to FIG. 12, m_(SRS,0)=24 RBs, m_(SRS,1)=4 RBs, and b_(hop)=0.Then, for m_(SRS,1)=4 RBs SRS BW, N₁=6 and

${F_{b}\left( n_{SRS} \right)} = {{{\left( {N_{b}/2} \right) \cdot \left\lfloor \frac{n_{SRS}{mod}{\prod\limits_{b^{\prime} = b_{hop}}^{b}N_{b^{\prime}}}}{\prod\limits_{b^{\prime} = b_{hop}}^{b - 1}N_{b^{\prime}}} \right\rfloor} + \left\lfloor \frac{n_{SRS}{mod}{\prod\limits_{b^{\prime} = b_{hop}}^{b}N_{b^{\prime}}}}{2{\prod\limits_{b^{\prime} = b_{hop}}^{b - 1}N_{b^{\prime}}}} \right\rfloor} = {{{\left( {N_{1}/2} \right) \cdot \left( {n_{SRS}{mod}\; N_{1}} \right)} + \left\lfloor \frac{n_{SRS}{mod}\; N_{1}}{2} \right\rfloor} = {{3 \cdot \left( {n_{SRS}{mod}\; 6} \right)} + {\left\lfloor \frac{n_{SRS}{mod}\; 6}{2} \right\rfloor.}}}}$

In FIG. 12, the SRS transmission BW in different SRS transmissionsub-frames 1210 is illustrated without restrictions 1220 and withrestrictions 1230, where the SRS is barred from being transmitted incertain BWs 1240.

The advantage of the previous SRS hopping method with BW restrictions isthat it re-uses applicable hopping patterns without restrictions in theSRS BW location with the restriction that if the SRS transmission is tooccur in a barred BW location, instead, it occurs in the next allowableBW determined according to the hopping pattern. However, when there arerestrictions, as the total SRS transmission BW is a subset of the totalSRS transmission BW with restrictions, the frequency diversityoptimality of the SRS hopping pattern without BW restrictions is notmaintained using BW restrictions for the SRS transmission.

An alternative method for defining an SRS hopping pattern is describedbelow, in accordance with another embodiment of the present invention,wherein some parts of the maximum configured BW of m_(SRS,0) RBs arerestricted from having SRS transmissions with smaller BW of m_(SRS,b)RBs, b>0, from a reference UE. A new maximum SRS BW, m_(SRS,0)^(r)=N_(b) ^(r)m_(SRS,b), is defined with N_(b) ^(r) denoting the numberof BWs of size m_(srs,b) where the SRS transmission can hop, N_(b)^(r)<m_(SRS,0)/m_(SRS,b), and N_(b) is substituted by N_(b) ^(r). Thismodification is only for the formula to determine the SRS hoppingpattern, while the remaining BW indexing remains the same as previouslydescribed. Then, at least for b=1, F_(b) ^(r)(n_(SRS)) can be determinedusing Equation (4).

$\begin{matrix}{{F_{b}^{r}\left( n_{SRS} \right)} = \left\{ \begin{matrix}{{\left( {N_{b}^{r}/2} \right) \cdot \left( {n_{SRS}{mod}\; N_{b}^{r}} \right)} + \left\lfloor \frac{n_{SRS}{mod}\; N_{b}^{r}}{2} \right\rfloor} & {{if}\mspace{14mu} N_{b}^{r}\mspace{14mu}{even}} \\{\left\lfloor {N_{b}^{r}/2} \right\rfloor \cdot n_{SRS}} & {{if}\mspace{14mu} N_{b}^{r}\mspace{14mu}{odd}}\end{matrix} \right.} & (4)\end{matrix}$

The respective hopping pattern is illustrated in FIG. 13 for the sameparameters as in FIG. 12.

For m_(SRS,1)=4 RBs SRS BW, N₁ ^(r)=4 and F_(b)(n_(SRS)) can bedetermined using Equation (5).

$\begin{matrix}{{F_{b}\left( n_{SRS} \right)} = {{{\left( {N_{b}^{r}/2} \right) \cdot \left( {n_{SRS}{mod}\; N_{b}^{r}} \right)} + \left\lfloor \frac{n_{SRS}{mod}\; N_{b}^{r}}{2} \right\rfloor} = {{2 \cdot \left( {n_{SRS}{mod}\; 4} \right)} + \left\lfloor \frac{n_{SRS}{mod}\; 4}{2} \right\rfloor}}} & (5)\end{matrix}$

FIG. 13 is a diagram illustrating SRS transmissions over a restrictedBW, which is smaller than a maximum SRS transmission BW, based on asecond hopping pattern achieving maximum separation in frequency betweensuccessive SRS transmissions, according to an embodiment of the presentinvention.

Referring to FIG. 13, the SRS transmission BW in different SRStransmission sub-frames 1310 is illustrated without restrictions 1320and with restrictions 1330 where the SRS is barred from beingtransmitted in certain BWs 1340. As described above, the Node B isassumed to inform the UE through RRC signaling whether the UE should usethe modified hopping pattern and of the associated parameters.

In accordance with another embodiment of the present invention, an SRStransmission is provided for supporting PUSCH scheduling innon-contiguous parts of the UL operating BW. Again, the descriptionbelow is provided with reference to a single UE transmitter antenna.However, for multiple UE transmitter antennas, the same concepts canapply for each individual antenna.

Simultaneous SRS transmission BWs of m_(SRS,b) RBs, b>0, can beindicated in a similar manner as the BW parts of the maximum SRS BW ofm_(SRS,0) RBs, where an SRS transmission is permitted or barred, as waspreviously described. For example, the Node B using a bitmap ofN<m_(SRS,0)/m_(SRS,b) bits, can indicate to the UE to simultaneouslyperform SRS transmission in a number of BWs of m_(SRS,b) RBs, b>0.

For example, if m_(SRS,0)/m_(SRS,b)=8 and the bitmap is {0, 1, 0, 0, 0,0, 1, 0}, the UE performs simultaneous SRS transmission in the secondand seventh SRS BWs of m_(SRS,b) RBs, b>0. Alternatively, a UEconfigured to perform M simultaneous SRS transmissions may use the sameBWs as the BWs corresponding to M SRS transmissions in M consecutive SRStransmission sub-frames for the UE using the respective SRS hoppingpattern.

For example, for M=2, a UE with SRS hopping pattern in BWs {BW₁, BW₄,BW₂, BW₅, BW₃, BW₆, BW₁, . . . }, as illustrated in the left side ofFIG. 12 or FIG. 13, during respective consecutive SRS transmissionsub-frames for the UE, can have two simultaneous SRS transmissionsduring a first SRS transmission sub-frame in {BW₁, BW₄}, twosimultaneous SRS transmissions during a second SRS transmissionsub-frame in {BW₂, BW₅}, two simultaneous SRS transmissions during athird SRS transmission sub-frame in {BW₃, BW₆}, two simultaneous SRStransmissions during a fourth SRS transmission sub-frame in {BW₁, BW₄},etc. In this manner, the benefits of the SRS hopping pattern arepreserved without requiring additional signaling, for example, through abit-map.

Indexing with a fewer number of bits than required by a bit-map can bedeveloped with some restrictions in the number or in the positions ofsimultaneous SRS transmissions that have the same BW. For example, if aUE is configured to simultaneously perform 2 SRS transmissions ofm_(SRS,b) RBs, b>0, with the BW position of the first SRS transmissionbeing in the first half of m_(SRS,0) RBs and using the same BW positionfor the second SRS transmission but in the second half of m_(SRS,0) RBs,then the number of bits can be reduced by half relative to the onerequired using a bitmap. Variations of the indexing method can directlyapply. For example, the BW positions of two simultaneous SRStransmissions can be symmetric from each end of the maximum configuredSRS BW of m_(SRS,0) RBs (instead of being in the same position in thefirst and second half of m_(SRS,0)).

Additionally, potential BW positions for smaller SRS BWs can be groupedso that the same number of bits is used for indexing regardless of theSRS BW. For example, considering a first SRS transmission of m_(SRS,b1)RBs and a second SRS transmission of m_(SRS,b2) RBs, wherem_(SRS,b2)/m_(SRS,b1)=F>1, the BW position of the first SRS transmissioncan only be indicated to be within F blocks of m_(SRS,b1) RBs with theactual block being always a predetermined one, such as the first or themiddle one, or implicitly determined, for example based on the UE ID orother parameters assigned to the SRS transmission such as the CS, thecomb, etc. For example, for a maximum SRS transmission BW of 4m_(SRS,b2)RBs and m_(SRS,b2)/m_(SRS,b1)=F=2 a bit-map with 4 bits can indicate thepossible positions for the SRS transmission with BW of m_(SRS,b2) RBs.One of these positions is for SRS transmission BW of m_(SRS,b1) RBs, butas two such positions exist within m_(SRS,b2) RBs (starting at the firstRB or starting after m_(SRS,b1) RBs), the UE may be configured, forexample, to always use the first position.

With the exception of the multiple BWs for simultaneous SRS transmissionof m_(SRS,b) RBs, b>0, which are separately configured for each UE, theNode B may configure for each UE a single set for the remaining SRStransmission parameters that are applicable to all sub-BWs, including asingle CS, a single comb, a single SRS transmission period, and a singleSRS starting transmission sub-frame.

A Single CS

The SRS CS may be the same in all multiple BWs or it may vary accordingto a predetermined manner across the multiple BWs of m_(SRS,b) RBs, b>0.Having a variable CS is beneficial for statistically minimizing theincrease in the cubic metric that is associated with the transmission ofmultiple SRS when they happen to have the same BW of m_(SRS,b) RBs, b>0.

For example, assuming 8 possible CS values {CS₀, CS₁, CS₂, CS₃, CS₄,CS₅, CS₆, CS₇} and that a UE is assigned CS₀ as the SRS CS fortransmission in the first BW of m_(SRS,b) RBs, b>0, if the UE is alsoassigned 2 more BWs of m_(SRS,b) RBs, b>0, the SRS CS in those BWs cansimply be the next CS, CS₁, and CS₂, or they can be the CS with thelargest mutual separation, CS₃ and CS₆.

A Single Comb

The SRS comb may be the same in all multiple BWs of m_(SRS,b) RBs, b>0,or it may vary according to a predetermined manner across these BWs.

For example, a pseudo-random pattern may be applied to the SRS combdetermination in the variable BWs to randomize the interferenceexperienced on a particular comb.

A Single SRS Transmission Period

A single SRS transmission period applicable to all multiple BWs ofm_(SRS,b) RBs, b>0.

A Single SRS Starting Transmission Sub-Frame

A single SRS starting transmission sub-frame applicable to all multipleBWs of m_(SRS,b) RBs, b>0.

SRS hopping is enabled or not for all multiple BWs of m_(SRS,b) RBs,b>0. Alternatively, SRS hopping may be enabled for a subset of themultiple SRS transmissions.

For example, one SRS transmission may always occur at a fixed BW andanother SRS transmission may be hopping among multiple BWs. In thismanner, the Node B can obtain the UL channel medium information at thefixed BW for UE scheduling in that BW while it can also obtain the ULchannel medium information in other multiple BWs and, based on thatinformation, switch the UE scheduling from the fixed BW in one of themultiple BWs and then make that BW the new fixed BW.

FIG. 14 is a diagram illustrating simultaneous SRS transmissions inmultiple BWs according to an embodiment of the present invention.Specifically, FIG. 14 illustrates the simultaneous SRS transmission inmultiple BWs of m_(SRS,b) RBs, b>0, within the maximum configured SRS BWof m_(SRS,0) RBs. For ease of description, only SRS transmissions from 2UEs are depicted.

Referring to FIG. 14, the maximum SRS transmission BW is m_(SRS,0)=48RBs 1402 and the remaining SRS transmission BWs are m_(SRS,1)=16 RBs1404, m_(SRS,2)=8 RBs 1406, and m_(SRS,3)=4 RBs 1408. UE1 1410 has twosimultaneous SRS transmissions 1412 and 1414, both with the same BWm_(SRS,2), which are respectively located at the same position in thefirst half and in the second half of m_(SRS,0) RBs. UE2 1420 has twosimultaneous SRS transmissions 1422 and 1424, again, both with the sameBW m_(SRS,3), which are symmetrically located relative to each side ofm_(SRS,0) RBs.

FIG. 15 is a diagram illustrating simultaneous SRS transmissions in twoBWs, which are determined according to an SRS hopping pattern, accordingto an embodiment of the present invention. Specifically, FIG. 15illustrates the simultaneous SRS transmission in M=2 BWs, having 4 RBs,which are determined using the SRS hopping pattern.

Referring to FIG. 15, in a total SRS transmission BW of 24 RBs 1510, theSRS transmission during a first SRS transmission sub-frame 1520 is inthe first and fourth BWs 1530, the SRS transmission during a second SRStransmission sub-frame is in the second and fifth BWs 1540, the SRStransmission during a third SRS transmission sub-frame is in the thirdand sixth BWs 1550, the SRS transmission during a fourth SRStransmission sub-frame is in the first and fourth BWs 1560, etc.

FIG. 16 is a block diagram illustrating an exemplary structure of areception apparatus, according to an embodiment of the presentinvention. The reception apparatus 1600 includes, for example, atransmitter 1610, a controller 1620.

The transmitter 1610 transmits an RS with a first bandwidth size and ina first bandwidth location in a first set of sub-frames, and transmitsan RS with a second bandwidth size and in a second bandwidth locationduring a second set of sub-frames, wherein the second bandwidth size issmaller than the predefined maximum RS bandwidth size.

Also, the transmitter 1610 transmits an RS according to a firstbandwidth hopping pattern spanning the first bandwidth, and transmits anRS according to a second bandwidth hopping pattern spanning a secondbandwidth. The first bandwidth is larger than the second bandwidth andincludes at least a portion of the second bandwidth.

Also, the transmitter 1610 transmits an RS in a first mode over acontiguous bandwidth, and transmits an RS in a second mode at multiplenon-contiguous bandwidth locations.

The reception apparatus further includes a bandwidth location evaluationunit.

The bandwidth location evaluation unit 1630 determines a number of RSbandwidth locations according to a bandwidth location hopping pattern,starting from a predetermined bandwidth location for an initial RStransmission or from a next bandwidth location determined according to ahopping pattern relative to a bandwidth location of a last RStransmission, until a bandwidth location that belongs in the set ofbandwidth locations is identified. The transmitter 1610 transmits the RSin an identified bandwidth location.

The controller 1620 controls an operation of the transmitter 1610, andbandwidth location evaluation unit 1630 according to an embodiment ofthe present invention

While the present invention has been shown and described with referenceto certain embodiments thereof, it will be understood by those skilledin the art that various changes in form and details may be made thereinwithout departing from the spirit and scope of the present invention asdefined by the appended claims and their equivalents.

What is claimed is:
 1. A method for transmitting a demodulation (DM)reference signal (RS) associated with a physical uplink shared channel(PUSCH) in a communication system, the method comprising: receiving, bya user equipment (UE), a downlink control information (DCI) including aplurality of information elements (IEs) over a physical downlink controlchannel (PDCCH) based on a UE identifier (ID) corresponding to the UE,where the plurality of IEs include a resource allocation (RA) andinformation indicating a combination of a cyclic shift (CS) for the DMRS and an orthogonal cover code (OCC); identifying the CS for the DM RSand the OCC using the information indicating the combination of the CSfor the DM RS and the OCC; acquiring a DM RS sequence based on theidentified CS and the identified OCC, and a constant amplitude zeroauto-correlation (CAZAC)-based sequence; performing an inverse fouriertransform (IFT) operation based on the DM RS sequence and the RA togenerate the DMRS; and transmitting the DMRS associated with the PUSCH.2. The method of claim 1, further comprising: adding a cyclic prefix(CP) to the DMRS before transmitting the DMRS associated with the PUSCH.3. The method of claim 1, wherein the OCC indicates one of {1,1} and{1,−1}.
 4. The method of claim 1, wherein the CS indicates one of a 0,6, 3, 4, 2, 8, 10, and 9 shift of the CAZAC-based sequence.
 5. Themethod of claim 1, wherein the DM RS sequence is configured by:r ^((a)) ₍ n)=e ^(jan) r (n), where r(n) is the CAZAC-based sequence,a=2πn_(cs)/12 is a shift value of the CAZAC-based sequence, and n_(cs)is determined based on (N_(DMRS)+n_(DMRS)) mod 12, where N_(DMRS) isconfigured by a higher layer and n_(DMRS) corresponds to the CS.
 6. Themethod of claim 1, wherein if an IE among the plurality of IEs indicates‘000’, the CS indicates ‘0’, if the IE indicates ‘001’, the CS is ‘6’,if the IE indicates ‘010’, the CS is ‘3’, if the IE indicates ‘011’, theCS is ‘4’, if the IE indicates ‘100’, the CS is ‘2’, if the IE indicates‘101’, the CS is ‘8’, if the IE indicates ‘110’, the CS is ‘10’, and ifthe IE indicates ‘111’, the CS is ‘9’.
 7. The method of claim 1,wherein: if an IE among the plurality of IEs indicates ‘000’, the CS is‘0’ and the OCC is {1,1}, if the IE indicates ‘101’, the CS is ‘8’ andthe OCC is {1,−1}, if the IE indicates ‘110’, the CS is ‘10’ and the OCCis {1,−1}, and if the IE indicates ‘111’, the CS is ‘9’ and the OCC is{1,1}, if the IE among the plurality of IEs indicates ‘000’, the CS is‘0’ and the OCC is {1,1}, if the IE indicates ‘101’, the CS is ‘8’ andthe OCC is {1,−1}, and if the IE indicates ‘111’, the CS is ‘9’ and theOCC is {1,1}, or if the IE among the plurality of IEs indicates ‘001’,the CS is ‘6’ and the OCC is {1,−1}, and if the IE indicates ‘010’, theCS is ‘3’ and the OCC is {1,−1}.
 8. The method of claim 1, wherein theplurality of IEs further include at least one of a modulation and codingscheme (MCS), a new data indicator (NDI), a transmit power control(TPC), a hopping flag, and a channel quality information (CQI) request.9. A method for assigning, by a base station (BS), to a user equipment(UE), a demodulation (DM) reference signal (RS) associated with aphysical uplink shared channel (PUSCH) in a communication system, themethod comprising: allocating a resource, a cyclic shift (CS) for the DMRS and an orthogonal cover code (OCC) for the UE; configuring downlinkcontrol information (DCI) including a plurality of information elements(IEs) for the UE, where the plurality of IEs include a resourceallocation (RA) indicating the resource and information indicating acombination of the CS for the DM RS and the OCC; transmitting the DCIincluding the plurality of IEs over physical downlink control channels(PDCCHs), based on a UE identifier (ID) corresponding to the UE; andreceiving, from the UE, the DM RS associated with the PUSCH, based onthe DCI.
 10. The method of claim 9, wherein the OCC indicates one of{1,1} and {1,−1}.
 11. The method of claim 9, wherein the CS indicatesone of a 0, 6, 3, 4, 2, 8, 10, and 9 shift of a constant amplitude zeroauto-correlation (CAZAC)-based sequence.
 12. The method of claim 9,wherein the DM RS sequence is configured by:r ^((a)) ₍ n)=e ^(jan) r (n), where r(n) is a constant amplitude zeroauto-correlation (CAZAC)-based sequence, a=2πn_(cs)/12 is a shift valueof the CAZAC-based sequence, and n_(cs) is determined based on(N_(DMRS)+n_(DMRS)) mod 12, where N_(DMRS) is configured by a higherlayer and n_(DMRS) corresponds to the CS.
 13. The method of claim 9,wherein if an IE among the plurality of IEs indicates ‘000’, the CSindicates ‘0’, if the IE indicates ‘001’, the CS is ‘6’, if the IEindicates ‘010’, the CS is ‘3’, if the IE indicates ‘011’, the CS is‘4’, if the IE indicates ‘100’, the CS is ‘2’, if the IE indicates‘101’, the CS is ‘8’, if the IE indicates ‘110’, the CS is ‘10’, and ifthe IE indicates ‘111’, the CS is ‘9’.
 14. The method of claim 9,wherein: if an IE among the plurality of IEs indicates ‘000’, the CS is‘0’ and the OCC is {1,1}, if the IE indicates ‘101’, the CS is ‘8’ andthe OCC is {1,−1}, if the IE indicates ‘110’, the CS is ‘10’ and the OCCis {1,−1}, and if the IE indicates ‘111’, the CS is ‘9’ and the OCC is{1,1}, or if the IE among the plurality of IEs indicates ‘000’, the CSis ‘0’ and the OCC is {1,1}, if the IE indicates ‘101’, the CS is ‘8’and the OCC is {1,−1}, and if the IE indicates ‘111’, the CS is ‘9’ andthe OCC is {1,1}, and a third case: if the IE among the plurality of IEsindicates ‘001’, the CS is ‘6’ and the OCC is {1,−1}, and if the IEindicates ‘010’, the CS is ‘3’ and the OCC is {1,−1}.
 15. The method ofclaim 9, wherein the plurality of IEs further include at least one of amodulation and coding scheme (MCS), a new data indicator (NDI), atransmit power control (TPC), a hopping flag, and a channel qualityinformation (CQI) request.
 16. A user equipment (UE) for transmitting aphysical uplink shared channel (PUSCH) and a demodulation (DM) referencesignal (RS) associated with transmission of the PUSCH in a communicationsystem, the UE comprising: a receiver configured to receive downlinkcontrol information (DCI) including a plurality of information elements(IEs) over a physical downlink control channel (PDCCH) based on a UEidentifier (ID) corresponding to the UE, where the plurality of IEsinclude a resource allocation (RA) and information indicating acombination of a cyclic shift (CS) for the DM RS and an orthogonal covercode (OCC), and identify the CS for the DM RS and the OCC using theinformation indicating the combination of the CS for the DM RS and theOCC; and a controller configured to acquire a DM RS sequence based onthe identified CS, the identified OCC, and a constant amplitude zeroauto-correlation (CAZAC)-based sequence, controlling an inverse fouriertransform (IFT) operation performed based on the DM RS sequence and theRA to generate the DMRS, and control a transmitter configured totransmit the DMRS associated with the PUSCH.
 17. The UE claim 16,further comprising: a CP inserter configured to adding a cyclic prefix(CP) to the DMRS before transmitting the DMRS associated with the PUSCH.18. The UE of claim 16, wherein the OCC indicates one of {1,1} and{1,−1}.
 19. The UE of claim 16, wherein the CS indicates one of a 0, 6,3, 4, 2, 8, 10, and 9 shift of the CAZAC-based sequence.
 20. The UE ofclaim 16, wherein the DM RS sequence is configured by:r ^((a)) ₍ n)=e ^(jan) r (n), where r(n) is the CAZAC-based sequence,a=2πn_(cs)/12 is a shift value of the CAZAC-based sequence, and n_(cs)is determined based on (N_(DMRS)+n_(DMRS)) mod 12, where N_(DMRS) isconfigured by a higher layer and n_(DMRS) corresponds to the CS.
 21. TheUE of claim 16, wherein if an IE among the plurality of IEs indicates‘000’, the CS indicates ‘0’, if the IE indicates ‘001’, the CS is ‘6’,if the IE indicates ‘010’, the CS is ‘3’, if the IE indicates ‘011’, theCS is ‘4’, if the IE indicates ‘100’, the CS is ‘2’, if the IE indicates‘101’, the CS is ‘8’, if the IE indicates ‘110’, the CS is ‘10’, and ifthe IE indicates ‘111’, the CS is ‘9’.
 22. The UE of claim 16, wherein:if an IE among the plurality of IEs indicates ‘000’, the CS is ‘0’ andthe OCC is {1,1}, if the IE indicates ‘101’, the CS is ‘8’ and the OCCis {1,−1}, if the IE indicates ‘110’, the CS is ‘10’ and the OCC is{1,−1}, and if the IE indicates ‘111’, the CS is ‘9’ and the OCC is{1,1}, if the IE among the plurality of IEs indicates ‘000’, the CS is‘0’ and the OCC is {1,1}, if the IE indicates ‘101’, the CS is ‘8’ andthe OCC is {1,−1}, and if the IE indicates ‘111’, the CS is ‘9’ and theOCC is {1,1}, or if the IE among the plurality of IEs indicates ‘001’,the CS is ‘6’ and the OCC is {1,−1}, and if the IE indicates ‘010’, theCS is ‘3’ and the OCC is {1,−1}.
 23. The UE of claim 16, wherein theplurality of IEs further include at least one of a modulation and codingscheme (MCS), a new data indicator (NDI), a transmit power control(TPC), a hopping flag, and a channel quality information (CQI) request.24. A base station (BS) for assigning, to a user equipment (UE), ademodulation (DM) reference signal (RS) associated with a physicaluplink shared channel (PUSCH) in a communication system, the BScomprising: a controller configured to allocate a resource, a cyclicshift (CS) for the DM RS and an Orthogonal Cover Code (OCC) for the UE,configure downlink control information (DCI) including a plurality ofinformation elements (IEs) for the UE, where the plurality of IEsinclude a resource allocation (RA) indicating the resource andinformation indicating a combination of the CS for the DM RS and theOCC, and control a transmitter configured to transmit the DCI includingthe plurality of IEs over physical downlink control channels (PDCCHs),based on a UE identifier (ID) corresponding to the UE; and a receiverconfigured to receive, from the UE, the DM RS associated with the PUSCH,based on the DCI.
 25. The BS of claim 24, wherein the OCC indicates oneof {1,1} and {1,−1}.
 26. The BS of claim 24, wherein the CS indicatesone of a 0, 6, 3, 4, 2, 8, 10, and 9 shift of a constant amplitude zeroauto-correlation (CAZAC)-based sequence.
 27. The BS of claim 24, whereinthe DM RS sequence is configured by:r ^((a)) ₍ n)=e ^(jan) r (n), where r(n) is a constant amplitude zeroauto-correlation (CAZAC)-based sequence, a=2πn_(cs)/12 is a shift valueof the CAZAC-based sequence, and n_(cs) is determined based on(N_(DMRS)+n_(DMRS)) mod 12, where N_(DMRS) is configured by a higherlayer and n_(DMRS) corresponds to the CS.
 28. The BS of claim 24,wherein if an IE among the plurality of IEs indicates ‘000’, the CSindicates ‘0’, if the IE indicates ‘001’, the CS is ‘6’, if the IEindicates ‘010’, the CS is ‘3’, if the IE indicates ‘011’, the CS is‘4’, if the IE indicates ‘100’, the CS is ‘2’, if the IE indicates‘101’, the CS is ‘8’, if the IE indicates ‘110’, the CS is ‘10’, and ifthe IE indicates ‘111’, the CS is ‘9’.
 29. The BS of claim 24, wherein:if an IE among the plurality of IEs indicates ‘000’, the CS is ‘0’ andthe OCC is {1,1}, if the IE indicates ‘101’, the CS is ‘8’ and the OCCis {1,−1}, if the IE indicates ‘110’, the CS is ‘10’ and the OCC is{1,−1}, and if the IE indicates ‘111’, the CS is ‘9’ and the OCC is{1,1}, or if the IE among the plurality of IEs indicates ‘000’, the CSis ‘0’ and the OCC is {1,1}, if the IE indicates ‘101’, the CS is ‘8’and the OCC is {1,−1}, and if the IE indicates ‘111’, the CS is ‘9’ andthe OCC is {1,1}, and a third case: if the IE among the plurality of IEsindicates ‘001’, the CS is ‘6’ and the OCC is {1,−1}, and if the IEindicates ‘010’, the CS is ‘3’ and the OCC is {1,−1}.
 30. The BS ofclaim 24, wherein the plurality of IEs further include at least one of amodulation and coding scheme (MCS), a new data indicator (NDI), atransmit power control (TPC), a hopping flag, and a channel qualityinformation (CQI) request.